Job Description
- Job Description:
- Develop Client Relationships: Work directly within custodial distribution channels in their branches to develop relationships and business flows.
- Build Networks: Develop relationships with custodial distribution relationship financial consultants in their branches through seminars and other activities.
- Travel: Travel is generally limited to Los Angeles and surrounding areas.
- Requirements:
- Bachelor’s degree preferred but not required
- Minimum of 5 years of experience as an Investment Advisor Representative (IAR)
- Holding either a Series 65 OR a Series 66 and Series 7
- At least 2 years registered as an IAR
- Plus 3 years immediately prior registered with a broker-dealer
- OR holds a CFP®, CFA®, CPA, or qualifies as a securities portfolio manager
- Strong communication skills, including public speaking, with excellent interpersonal abilities
- Demonstrated analytical, critical-thinking, and problem-solving skills
- Benefits:
- Company discretionary bonus
- Health, dental, and vision coverage
- Employer 401(k) plan and company match
- Health savings accounts
- Flexible spending accounts
- Voluntary supplemental plans subject to plan terms
- Company-paid benefits such as life insurance
- Short-term disability and long-term disability subject to applicable waiting periods
- Paid time off (PTO) or Paid Sick Leave (PSL)
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