Job Description
Equitable is a company dedicated to helping clients secure their financial well-being. The Compliance & Controls Lead Associate plays a key role in ensuring compliance with regulatory, audit, and internal control requirements while supporting operational teams and coordinating documentation and audit activities. Responsibilities Support operational areas by identifying audit and regulatory requirements and coordinating compliance activities Gather, prepare, and organize documentation across multiple teams Facilitate walkthroughs and communicate effectively with auditors and examiners Coordinate audit activities from scoping and planning through remediation Track responses, remediation efforts, and management sign-offs Adjust priorities and workflows to meet evolving business needs Coach, develop, and support team members, fostering collaboration and shared success Independently address complex or sensitive issues with appropriate guidance and escalation when needed Skills Bachelor's degree preferred, but not required Approximately 1+ years of experience in a fast-paced financial services or regulated environment preferred Ability to quickly learn product features, systems, and transaction processes Ability to create or update procedures and documentation as needed Extremely self motivated and eager to learn Knowledge of technologies, techniques and practices for the evaluation of business performance data; ability to analyze business performance using advanced statistical methods to predict trends and providing forecasts that drive business decisions and business planning Knowledge of tools, techniques and processes for gathering and reporting data; ability to practice them in a particular department or division of a company Knowledge of objectives, terminologies, and approaches of data integrity; ability to ensure the accuracy and consistency of data in various business environments Knowledge of document management; ability to categorize, integrate, update, document and distribute business information in a secure, effective way Understanding of effective communication concepts, tools and techniques; ability to effectively transmit, receive, and accurately interpret ideas, information, and needs through the application of appropriate communication behaviors Knowledge of concept, methods, and processes of internal control; ability to create, implement, evaluate and enhance processes in internal controls Knowledge of effective self-management practices; ability to manage multiple concurrent objectives, projects, groups, or activities, making effective judgments as to prioritizing and time allocation Knowledge of the concepts of process mapping; ability to carry out the documentation of current and proposed manufacturing processes to identify and make improvements Knowledge of project administration best practices and ability to use organizational strategies, practices and tools for administering projects Benefits Medical Dental Vision 401(k) plan Paid time off Company Overview Equitable provides consulting services to secure the financial well-being and retirement strategies for individuals and families. It was founded in 1859, and is headquartered in New York, New York, USA, with a workforce of 5001-10000 employees. Its website is