Job Description
SMBC Group is a top-tier global financial group offering a diverse range of financial services. The Trading and Risk Control Analyst role involves overseeing fixed income trade executions, making trade recommendations, and ensuring compliance with regulations while collaborating with various teams to support trading operations. Responsibilities Oversee and review accuracy of fixed income traded executions Make trade recommendations, offer ways to reduce transaction costs, and handle remedies for any errors uncovered Communicate with middle office regarding trade reconciliation issues Review transaction bolthires analysis to ensure quality control, proof for errors and help identify data trends for next level review Help ensure accuracy of fixed income trade executions (i.e., trade reconciliation reports, audits, etc.), assist in day-to-day administrative issues / transactions (i.e., pre-trade and post-trade bolthires checks) in support of trading and trading operations Effectively communicate with middle office regarding trade reconciliation issues (i.e., trade errors, account discrepancies, etc.) Prepare transaction bolthires analysis (TCA) by collecting and synthesizing the required data into proper reporting / analytics Support legal and compliance teams (i.e., provide reporting and/or documentation as required) with regulations and/or internal policies Respond to ad-hoc requests for information from operations, technology and sales (i.e., cyber security, commission runs, best execution audits, etc.) Develop partnerships with trading team members by proactively communicating news, updates on orders, displaying agility to fluctuations in the market and the ability to support competing priorities / team members Work with senior trading assistant and/or junior traders by resolving basic inquiries / issues, organizing incoming orders, research and other opportunities to help support the overall desk Work with compliance, legal and risk management to broaden working knowledge of market trends, risk / regulatory framework and to strengthen troubleshooting abilities and help expedite resolution of potential issues in real-time Demonstrate a foundational understanding of fixed income (and equity) markets along with demonstrating project / task management skills to balance multiple priorities Demonstrate technical acumen in bolthires Excel, Power Point and other pertinent data / presentation tools to help support overall desk needs Demonstrate familiarity with trading algorithms / systems (Charles River, Bloomberg, Tradeweb, Neptune, etc.), security pricing data and news providers to help and improve trade execution and reduce costs Leverage research to help promote idea flow for major institutional clients and ongoing product support and updates Partner with risk management to improve portfolio risk assessment Skills Oversee and review accuracy of fixed income traded executions Make trade recommendations, offer ways to reduce transaction costs, and handle remedies for any errors uncovered Communicate with middle office regarding trade reconciliation issues Review transaction bolthires analysis to ensure quality control, proof for errors and help identify data trends for next level review Help ensure accuracy of fixed income trade executions (i.e., trade reconciliation reports, audits, etc.) Assist in day-to-day administrative issues / transactions (i.e., pre-trade and post-trade bolthires checks) in support of trading and trading operations Effectively communicate with middle office regarding trade reconciliation issues (i.e., trade errors, account discrepancies, etc.) Prepare transaction bolthires analysis (TCA) by collecting and synthesizing the required data into proper reporting / analytics Support legal and compliance teams (i.e., provide reporting and/or documentation as required) with regulations and/or internal policies Respond to ad-hoc requests for information from operations, technology and sales (i.e., cyber security, commission runs, best execution audits, etc.) Develop partnerships with trading team members by proactively communicating news, updates on orders, displaying agility to fluctuations in the market and the ability to support competing priorities / team members Work with senior trading assistant and/or junior traders by resolving basic inquiries / issues, organizing incoming orders, research and other opportunities to help support the overall desk Work with compliance, legal and risk management to broaden working knowledge of market trends, risk / regulatory framework and to strengthen troubleshooting abilities and help expedite resolution of potential issues in real-time Demonstrate a foundational understanding of fixed income (and equity) markets along with demonstrating project / task management skills to balance multiple priorities Demonstrate technical acumen in bolthires Excel, Power Point and other pertinent data / presentation tools to help support overall desk needs Demonstrate familiarity with trading algorithms / systems (Charles River, Bloomberg, Tradeweb, Neptune, etc.), security pricing data and news providers to help and improve trade execution and reduce costs Leverage research to help promote idea flow for major institutional clients and ongoing product support and updates Partner with risk management to improve portfolio risk assessment Benefits Annual discretionary incentive award Competitive portfolio of benefits Company Overview SMBC Group is a top-tier global financial group.
It was founded in 1590, and is headquartered in New York, New York, USA, with a workforce of 10001+ employees. Its website is Company H1B Sponsorship SMBC Group has a track record of offering H1B sponsorships, with 160 in 2025, 87 in 2024, 73 in 2023, 44 in 2022, 29 in 2021, 26 in 2020. Please note that this does not guarantee sponsorship for this specific role.